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The Regulation of Financial Planning in Australia
Current Practice, Issues and Empirical Analysis
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Summary
This work provides a valuable reference for understanding the complexities of financial planning licensing in Australia.
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The Regulation of Financial Planning in Australia
$34100
Unit price
/
Unavailable
Book Hero Magic created this recommendation. While it's new and still learning, it may not be perfect - your feedback is welcome! IS THIS YOUR NEXT READ?
Ideal for finance professionals, regulators, legal scholars, and students interested in financial services law and regulatory frameworks within the Australian context.
This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model by considering theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions and thereafter applying it to financial planning theory.
Book Hero Magic formatted this description to make it easier to read. While it's new and
still learning, it may not be perfect - your
feedback is welcome!
Description
This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.
The Regulation of Financial Planning in Australia rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.
This book makes a very useful reference to understanding financial planning licensing model in Australia.
Series: Banking, Money and International Finance
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The Regulation of Financial Planning in Australia
Hardback$34100Unit price /UnavailableAvailableShips in 4-6 weeks
Book Details
INFORMATION
ISBN: 9780367149970
Publisher: Taylor & Francis Ltd
Format: Hardback
Date Published: 25 September 2019
Country: United Kingdom
Imprint: Routledge
Illustration: 26 Tables, black and white; 60 Line drawings, black and white; 60 Illustrations, black and white
Audience: Tertiary education
DIMENSIONS
Width: 156.0mm
Height: 234.0mm
Weight: 680g
Pages: 350
About the Author
Angelique McInnes is an unorthodox wife, mother, entrepreneur, author, academic, publication reviewer and presenter. Her research interests include international finance, financial services, financial planning, financial technology and digital finance.
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