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The Regulation of Financial Planning in Australia

Current Practice, Issues and Empirical Analysis
Book Hero Magic crafted this summary to help describe this book. While it's new and still learning, it may not be perfect - your feedback is welcome! Summary
The Regulation of Financial Planning in Australia examines the legitimacy of the Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model as outlined in the Commonwealth Corporations Act 2001. Angelique Nadia Sweetman McInnes addresses a gap in scholarly research by proposing a new conceptual framework that combines financial planning theory with agency, legislation, and legitimacy theories. The book critiques the licensing of advisers through multiple third-party, commercially conflicted licensees.

This work provides a valuable reference for understanding the complexities of financial planning licensing in Australia.
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Format: Hardback
$34100
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Book Hero Magic created this recommendation. While it's new and still learning, it may not be perfect - your feedback is welcome! IS THIS YOUR NEXT READ?

Ideal for finance professionals, regulators, legal scholars, and students interested in financial services law and regulatory frameworks within the Australian context.

Book Hero thinking about your next read

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model by considering theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions and thereafter applying it to financial planning theory.

Book Hero Magic formatted this description to make it easier to read. While it's new and still learning, it may not be perfect - your feedback is welcome! Description

This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001.

The Regulation of Financial Planning in Australia rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees.

This book makes a very useful reference to understanding financial planning licensing model in Australia.

Series: Banking, Money and International Finance

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Book Details

INFORMATION

ISBN: 9780367149970

Publisher: Taylor & Francis Ltd

Format: Hardback

Date Published: 25 September 2019

Country: United Kingdom

Imprint: Routledge

Illustration: 26 Tables, black and white; 60 Line drawings, black and white; 60 Illustrations, black and white

Audience: Tertiary education

DIMENSIONS

Width: 156.0mm

Height: 234.0mm

Weight: 680g

Pages: 350

About the Author

Angelique McInnes is an unorthodox wife, mother, entrepreneur, author, academic, publication reviewer and presenter. Her research interests include international finance, financial services, financial planning, financial technology and digital finance.

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